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Kenneth Steven Werner

Lazard Freres & Co. LLC

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About Kenneth Steven Werner

Kenneth Steven Werner is a financial professional with over 10 years of experience in the industry. Kenneth is currently registered with Lazard Freres & Co. LLC, a leading financial advisory firm, and previously worked at FM PARTNERS HOLDINGS LLC. Kenneth holds several industry licenses and designations, including Series 63, Series 7, Series 24, and Series 27. Kenneth's expertise spans various areas of financial services, including securities, investments, and operations.

Firm Information

Kenneth Werner is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Werner’s Registration & Firm History

NY

02/26/2015 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

09/07/2012 - 02/23/2015

FM PARTNERS HOLDINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/19/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/06/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Steven Werner.
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