Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Stephen Fincher is an investment advisor representative with First Trust Advisors LP. Kenneth has been in the financial services industry since February 19, 1989. Kenneth specializes in investment management for individuals, businesses, investment companies, and pooled investment vehicles. Kenneth has a Series 6, Series 7, Series 63, and Series 65 license, and has been registered with FINRA since 1988.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
08/27/2013 - Present
First Trust Advisors LP (WHEATON IL)
IL
05/18/2006 - 10/28/2008
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IL
12/13/1989 - 04/28/2006
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
NA
05/04/1989 - 07/31/1989
LANDMARK BROKERAGE SERVICES, INC.
NJ
09/06/1988 - 05/16/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/06/1988 - 05/16/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 08/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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