Unclaimed
Kenneth Spears is an investment advisor representative at Equitable Advisors, LLC, located in Woodbridge, NJ. Kenneth has been in the financial services industry for over 30 years. Kenneth is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state of California, Maryland, Mississippi, New Jersey, and New York. Kenneth has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, and businesses. Kenneth's commitment to providing exceptional client service has earned him a reputation as a trusted advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/18/2021 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
NJ
02/01/2016 - 12/15/2017
J.P. MORGAN SECURITIES LLC (VERONA NJ)
NJ
08/11/2012 - 01/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
11/11/2009 - 10/15/2010
SFL SECURITIES, LLC (NEW YORK NY)
NY
09/01/1998 - 12/10/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/20/1986 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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