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Kenneth Spafford

Schwab Wealth Advisory, Inc.

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About Kenneth Spafford

Kenneth Spafford is a financial advisor with over 16 years of experience in the financial services industry. Kenneth has held a variety of roles at different firms, including Hartford Securities Distribution Company, Inc. and Hartford Equity Sales Company Inc. Kenneth is currently registered with Schwab Wealth Advisory, Inc. Kenneth specializes in Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals.

Firm Information

Kenneth Spafford is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Kenneth Spafford’s Registration & Firm History

CA

02/03/2025 - Present

Schwab Wealth Advisory, Inc. (SAN FRANCISCO CA)

CT

02/29/2008 - 10/15/2008

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)

CT

09/11/2007 - 02/29/2008

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

02/20/2006 - 07/16/2007

DIRECTED SERVICES LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 11/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/17/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Spafford.
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