Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Shelly Neuman is an Investment Advisor Representative associated with Steward Partners Investment Advisory, LLC. Kenneth has been in the industry since 1984 and has experience working with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Raymond James Financial Services, Inc. Kenneth holds licenses in various states and is a registered representative in New Jersey and Texas. Steward Partners Investment Advisory, LLC is a full-service investment firm offering various advisory services, including financial planning and portfolio management for individuals and businesses. Kenneth provides financial consulting and advisory services for a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
10/05/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NJ
10/05/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (FLORHAM PARK NJ)
NJ
06/01/2009 - 10/09/2018
MORGAN STANLEY (WARREN NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WARREN NJ)
NJ
08/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WARREN NJ)
NJ
04/03/1984 - 08/23/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
IA
Issued 03/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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