Unclaimed
Kenneth Sedlock is an Investment Advisor Representative at GWN Securities Inc. Kenneth has been in the securities industry since June 28, 2001 and is registered with the Financial Industry Regulatory Authority (FINRA) and the State of Texas. Kenneth has held a Series 66 license since 2001, as well as Series 7 and Series 24 licenses. Kenneth is also licensed to sell fixed life and annuities. Kenneth is an owner of a woodworking and custom cabinetry company, and also has 10 years of experience with AXA Advisors, LLC. The individual advisor specializes in retirement planning, mutual funds, stocks, variable annuities, and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
TX
09/03/2015 - Present
GWN Securities Inc. (SAN ANTONIO TX)
TX
06/28/2001 - 09/17/2015
AXA ADVISORS, LLC (SAN ANTONIO TX)
BOTH
Issued 06/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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