Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Small is a financial advisor with over 30 years of experience in the industry. Kenneth is registered with LPL Financial LLC and has been with the firm since 2019. Previously, Kenneth worked with Securities America, Inc. and National Planning Corporation. Kenneth holds a Series 6, Series 22, and Series 63 license, and has earned the Certified Financial Planner designation. Kenneth also holds the Securities Industry Essentials (SIE) exam. Kenneth’s clients include individuals, families, and businesses. Kenneth provides a range of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/03/2021 - Present
LPL Financial LLC (DOWNERS GROVE IL)
IL
10/25/2017 - 11/15/2019
SECURITIES AMERICA, INC. (NAPERVILLE IL)
FL
11/28/2001 - 10/26/2017
NATIONAL PLANNING CORPORATION (ST. PETERSBURG FL)
MD
02/27/1996 - 12/04/2001
THE ADVISORS GROUP, INC. (BETHESDA MD)
IL
08/31/1994 - 02/24/1996
MACK INVESTMENT SECURITIES, INC. (NORTHFIELD IL)
MD
12/09/1993 - 08/19/1994
CALVERT SECURITIES CORPORATION (BETHESDA MD)
NY
06/20/1991 - 12/20/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
01/13/1984 - 05/16/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
08/16/1983 - 02/14/1984
PRUCO SECURITIES CORPORATION
BC
Issued 02/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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