Unclaimed
Kenneth Rubin is a financial advisor who has been in the industry since 1986. Currently, Kenneth is registered with Hennion & Walsh, Inc. and works out of their Boca Raton, Florida office. Kenneth has passed the Series 7, Series 63, and SIE exams. He has been licensed to sell securities in 13 states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/13/2013 - Present
Hennion & Walsh, Inc. (BOCA RATON FL)
FL
08/26/1996 - 12/31/2013
PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)
IA
09/06/1989 - 05/24/1996
RUAN SECURITIES CORPORATION (DES MOINES IA)
NA
05/01/1996 - 05/23/1996
PMK SECURITIES & RESEARCH, INC.
FL
10/23/1985 - 09/16/1989
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
BC
Issued 11/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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