Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mergen is a financial advisor with over 25 years of experience in the industry. Kenneth is currently registered with Retirement Plan Advisors, LLC as a Registered Representative. Kenneth's background includes working with clients in various capacities including individuals, corporations, and high-net-worth individuals. Kenneth specializes in financial planning, investment management, and retirement planning. Kenneth also holds Series 7, 26, 63, and 66 securities licenses and has experience working with a variety of firms in the financial industry. Prior to joining Retirement Plan Advisors, LLC Kenneth worked with Stancorp Equities, Inc., Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/13/2014 - Present
Retirement Plan Advisors, LLC (CHICAGO IL)
PA
04/06/2010 - 01/08/2014
STANCORP EQUITIES, INC. (WAYNE PA)
NJ
01/01/2009 - 08/20/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (MARLTON NJ)
NJ
06/09/1999 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (MARLTON NJ)
NY
02/12/1996 - 05/03/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
05/17/1995 - 02/12/1996
K & Y SECURITIES CORPORATION (LOS ANGELES CA)
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Mergen is the right advisor for you? Invested Better is here to help.
