Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lee is a financial advisor with over 27 years of experience in the industry. Kenneth has a wide range of experience, having previously worked with Morgan Stanley DW Inc., Prudential Securities Incorporated, and Baraban Securities, Inc. Currently, Kenneth is an Advisory Representative and Advisory Associate at CLG LLC. Kenneth has a Series 65 and a Series 63 license as well as Series 3 and Series 7. Kenneth offers a range of financial planning services, including portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
CA
03/25/2017 - Present
CLG LLC (LONG BEACH CA)
CA
02/14/2003 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
NY
10/12/1998 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/21/1995 - 10/08/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
10/10/1995 - 02/15/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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