Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Scott-brown is a financial professional with over 2 years of experience in the financial services industry. Kenneth currently works at Wells Fargo Securities, LLC. Kenneth is licensed in North Carolina and holds the following securities licenses: Series 63, Series 7, Series 6TO, Series 22TO, Series 82TO, Series 99TO, and the SIE exam. Kenneth is registered with FINRA and is also a member of FINRA. Previously, Kenneth was with Robinhood Financial, LLC, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/02/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
04/04/2022 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
09/24/2021 - 03/15/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 05/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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