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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Scott Auker is a financial advisor at Robert W. Baird & Co. Inc., a firm with a long history of providing investment advice and wealth management services. Kenneth has over 25 years of experience in the financial industry. He has a strong track record of helping clients achieve their financial goals, including retirement planning, college savings, and estate planning. Kenneth is committed to providing his clients with personalized service and a high level of expertise. He is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
07/19/2022 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
01/05/2021 - 07/29/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
05/19/2008 - 11/30/2020
JEFFERIES LLC (NEW YORK NY)
CT
04/02/2003 - 04/11/2008
RBS GREENWICH CAPITAL (GREENWICH CT)
NY
02/22/2001 - 04/09/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/04/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/20/1999 - 03/01/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/29/1996 - 07/27/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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