Unclaimed
Kenneth Schmiedbauer is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Kenneth has been in the financial industry since 1983, holding various roles at firms like Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Wells Fargo Clearing Services, LLC. Kenneth is registered to provide investment advice in 36 states, including Kansas, Tennessee, and Texas. Kenneth specializes in providing financial planning, portfolio management for businesses and individuals, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
03/23/2023 - Present
Wells Fargo Advisors Financial Network, LLC (WICHITA KS)
KS
07/01/2003 - 10/13/2022
WELLS FARGO CLEARING SERVICES, LLC (WICHITA KS)
NY
07/26/1991 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/05/1990 - 07/29/1991
DEAN WITTER REYNOLDS INC.
NY
09/17/1984 - 07/29/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/22/1983 - 01/28/1985
METRO SECURITIES, INC.
IA
Issued 12/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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