Unclaimed
Kenneth Scarpa is a financial advisor with over 30 years of experience in the financial services industry. Kenneth is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2002. Before that, Kenneth worked at Robert W. Baird & Co. Incorporated. Kenneth has a wide range of experience in the financial services industry, including securities and investment company products/variable contracts. Kenneth holds Series 6, Series 63, and SIE licenses. Kenneth is registered in Delaware, Florida, Maryland, New Jersey, New York, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/18/1992 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
WI
05/18/1992 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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