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Kenneth Scarpa

Northwestern Mutual Investment Services, LLC

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About Kenneth Scarpa

Kenneth Scarpa is a financial advisor with over 30 years of experience in the financial services industry. Kenneth is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2002. Before that, Kenneth worked at Robert W. Baird & Co. Incorporated. Kenneth has a wide range of experience in the financial services industry, including securities and investment company products/variable contracts. Kenneth holds Series 6, Series 63, and SIE licenses. Kenneth is registered in Delaware, Florida, Maryland, New Jersey, New York, and Virginia.

Firm Information

Kenneth Scarpa is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kenneth Scarpa’s Registration & Firm History

NY

05/18/1992 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

WI

05/18/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 05/15/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Scarpa. Review regulatory record here.
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