Unclaimed
Kenneth Luton is a registered representative with Morgan Stanley. Kenneth has been in the financial services industry since 1979 and has experience with a variety of firms including Citigroup Global Markets Inc. and The Robinson-Humphrey Company, LLC. Kenneth has Series 7, Series 63, and Series 65 securities licenses. Kenneth is registered to provide investment advice in Alabama, Arkansas, California, Florida, Georgia, Kansas, Kentucky, Mississippi, New York, South Carolina, and Tennessee. Kenneth has been registered with Morgan Stanley since June 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
06/01/2009 - Present
Morgan Stanley (Nashville TN)
TN
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
GA
11/20/1990 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
TN
04/28/1983 - 11/28/1990
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
08/28/1981 - 05/16/1983
THOMSON MCKINNON SECURITIES INC.
NA
09/19/1979 - 07/08/1981
W. N. ESTES & COMPANY, INC.
IA
Issued 09/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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