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Kenneth Russell Shriver

Nylife Securities LLC

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About Kenneth Russell Shriver

Kenneth Russell Shriver is a registered representative with Nylife Securities LLC. Kenneth is a General Securities Representative and holds the Series 7TO and SIE licenses. Kenneth has been in the financial industry for over 30 days. Kenneth is registered with the Financial Industry Regulatory Authority (FINRA) and is not registered in any states.

Firm Information

Kenneth Shriver is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Shriver’s Registration & Firm History

NY

06/12/2024 - Present

Nylife Securities LLC (LATHAM NY)

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Licenses & Designations

BC

Issued 06/11/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Russell Shriver. Review regulatory record here.
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