Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Guttentag is a financial advisor with Northern Trust Securities, Inc. based in Chicago, IL. Kenneth is a registered representative with over 25 years of experience in the financial services industry. Kenneth provides financial planning, portfolio management, and other investment-related services to individuals, businesses, and institutions. Kenneth has been registered with Northern Trust Securities, Inc. since 2015 and was previously affiliated with VISION INVESTMENT SERVICES, INC. and TD WATERHOUSE INVESTOR SERVICES, INC.. Kenneth is registered with the State of Illinois and holds multiple Series licenses. Kenneth is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/05/2015 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
10/02/2000 - 12/31/2010
VISION INVESTMENT SERVICES, INC. (CHICAGO IL)
NE
10/17/1996 - 05/03/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 01/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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