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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Roy Grossnickle is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kenneth has been in the industry since 1996 and has a wide range of experience in the securities and investment advisory industries. Kenneth has a proven track record of success in helping clients achieve their financial goals. Kenneth is registered to provide securities advice in 41 states and is also a registered investment advisor in Texas and California. Kenneth specializes in providing investment advice to individuals, corporations, pension plans, and charitable organizations. Kenneth has worked with BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., and OLDE DISCOUNT CORPORATION in the past. Kenneth has a strong understanding of the financial markets and is committed to providing clients with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/15/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PHOENIX AZ)
CA
11/12/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MI
10/30/1996 - 11/06/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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