Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Rothman is a financial advisor who is registered with Etoro USA Securities Inc. and is based in Hoboken, NJ. Kenneth has been in the industry since 2019. Kenneth has a wide range of experience and holds multiple licenses and registrations, including Series 66, Series 4, Series 24, Series 57TO, Series 7TO, and SIE. Kenneth is registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/23/2021 - Present
Etoro USA Securities Inc. (Hoboken NJ)
NY
05/02/2019 - 10/25/2021
CNR SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 02/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2024
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2024
Series 57TO - Securities Trader Exam
BC
Issued 05/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kenneth Rothman is the right advisor for you? Invested Better is here to help.
