Unclaimed
Kenneth Jennings is a financial professional with over 20 years of experience in the industry. Kenneth is currently registered with Fidelity Brokerage Services LLC and holds the Series 3, 7, 9, 63 and SIE licenses. Kenneth has also previously worked with Optionsxpress, Inc. and Charles Schwab & Co., Inc.. Kenneth Jennings is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/04/2015 - Present
Fidelity Brokerage Services LLC (NAPERVILLE IL)
VT
09/05/2012 - 04/27/2015
OPTIONSXPRESS, INC. (BURLINGTON VT)
VT
02/16/2000 - 04/17/2015
CHARLES SCHWAB & CO., INC. (BURLINGTON VT)
NY
10/27/1999 - 02/02/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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