Unclaimed
Kenneth Roger Epps is a financial advisor with Parkland Securities, LLC. Kenneth has been a financial advisor since 1986 and has experience working with a variety of firms. Kenneth is registered in North Carolina, South Carolina, and Virginia and holds Series 6, 63, and 26 licenses. Kenneth is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/03/2013 - Present
Parkland Securities, LLC (Indian Trail NC)
NC
03/02/2004 - 09/04/2013
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
NC
01/06/2004 - 03/01/2004
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
SC
09/17/2002 - 12/31/2003
W.C. SMITH & COMPANY, INC. (GREENVILLE SC)
IN
08/08/2001 - 09/12/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
01/26/1998 - 07/20/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
05/13/1986 - 01/23/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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