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Kenneth Roger Epps

Parkland Securities, LLC

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About Kenneth Roger Epps

Kenneth Roger Epps is a financial advisor with Parkland Securities, LLC. Kenneth has been a financial advisor since 1986 and has experience working with a variety of firms. Kenneth is registered in North Carolina, South Carolina, and Virginia and holds Series 6, 63, and 26 licenses. Kenneth is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Kenneth Epps is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Epps’s Registration & Firm History

NC

09/03/2013 - Present

Parkland Securities, LLC (Indian Trail NC)

NC

03/02/2004 - 09/04/2013

SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)

NC

01/06/2004 - 03/01/2004

CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)

SC

09/17/2002 - 12/31/2003

W.C. SMITH & COMPANY, INC. (GREENVILLE SC)

IN

08/08/2001 - 09/12/2002

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MA

01/26/1998 - 07/20/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

05/13/1986 - 01/23/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/12/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Roger Epps.
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