Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Bolton is a financial professional with over 30 years of experience in the securities industry. Kenneth is currently registered with Dempsey Lord Smith, LLC, and is licensed to provide securities and investment advisory services. Kenneth has previously held positions with several other firms, including Sandlapper Securities, LLC, National Securities Corporation, and First Montauk Securities Corp. Kenneth has a strong background in portfolio management and financial planning. Kenneth is dedicated to providing clients with personalized investment advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/07/2019 - Present
Dempsey Lord Smith, LLC (ROME GA)
SC
12/08/2011 - 03/07/2019
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
NJ
08/13/2007 - 12/23/2009
NATIONAL SECURITIES CORPORATION (TINTON FALLS NJ)
NJ
03/27/1995 - 08/08/2007
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
08/08/1994 - 03/01/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
09/15/1993 - 08/08/1994
REICH & CO., INC.
NA
02/29/1988 - 07/20/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NY
02/28/1988 - 07/20/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
02/20/1986 - 02/13/1988
SHEARSON LEHMAN HUTTON INC.
NA
09/09/1985 - 01/14/1986
OPPENHEIMER & CO., INC.
NA
02/01/1984 - 09/20/1985
E. F. HUTTON & COMPANY INC
NA
01/20/1983 - 03/19/1984
FIRST INVESTORS CORPORATION
NA
10/03/1983 - 02/06/1984
AMERICAN EAGLE SECURITIES, INC.
BC
Issued 05/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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