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Kenneth Robert Weinberg

Cetera Advisors LLC

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About Kenneth Robert Weinberg

Kenneth Weinberg is a financial advisor with over 29 years of experience. Kenneth is currently registered with Cetera Advisors LLC and holds a Series 6 and Series 26 license. Kenneth has been with Cetera Advisors LLC since June 2005 and is located in North Olmsted, OH. Kenneth has previously been registered with Legacy Financial Services, Inc., Questar Capital Corporation, Investors Capital Corp., WMA Securities, Inc., and PFS Investments Inc..

Firm Information

Kenneth Weinberg is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Weinberg’s Registration & Firm History

OH

06/07/2005 - Present

Cetera Advisors LLC (NORTH OLMSTED OH)

CA

03/31/2004 - 06/07/2005

LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)

MN

05/21/2002 - 03/24/2004

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MA

12/04/2000 - 05/20/2002

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

GA

05/29/1996 - 12/31/2000

WMA SECURITIES, INC. (DULUTH GA)

GA

11/02/1992 - 11/28/1995

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 12/13/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Robert Weinberg.
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