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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Robert Smith is an investment advisor representative with Empirical Wealth Management. Kenneth has been in the financial services industry for over 25 years. Kenneth specializes in financial planning, portfolio management, and pension consulting for high-net-worth individuals, charitable organizations, corporations, and pooled investment vehicles. Kenneth is also an investor in rental properties and is the CEO and Head of the Investment Committee for Empirical Financial Services. Kenneth holds the Series 7, 9, 10, 63, and 66 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation and insurance services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
WA
06/18/2010 - Present
Empirical Wealth Management (SEATTLE WA)
TX
12/07/1995 - 06/12/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/14/1995 - 11/13/1995
GREENWAY CAPITAL CORP. (NEW YORK CITY NY)
BOTH
Issued 08/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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