Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Roban is a financial advisor at Steward Partners Investment Advisory, LLC, a Registered Investment Advisor, with offices in New York and Katonah, NY. Kenneth is a licensed investment advisor in the states of New York and Texas. Kenneth has been active in the financial industry since 1997. Prior to joining Steward Partners Investment Advisory, LLC, Kenneth was a financial advisor at Raymond James Financial Services, Inc., UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Oppenheimer & Co. Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/11/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NY
06/11/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/28/2010 - 06/19/2020
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
06/01/2009 - 07/15/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
10/03/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
01/03/2003 - 10/01/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
12/18/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/16/1997 - 01/26/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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