Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Robert Klauber is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Kenneth has been in the industry since 1982. Kenneth has a strong background in the industry, having previously worked at Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Crowell, Weedon & Co., Thomson McKinnon Securities Inc., and Rauscher Pierce Refsnes, Inc.. Kenneth has a wide range of experience and expertise, including financial planning, pension consulting, portfolio management, and educational seminars. Kenneth holds licenses in multiple states, including California, Texas, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2022 - Present
Stifel, Nicolaus & Company, Inc. (SAN DIEGO CA)
CA
01/01/2008 - 01/22/2009
WACHOVIA SECURITIES, LLC (CARLSBAD CA)
CA
02/24/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CARLSBAD CA)
CA
05/26/1989 - 03/04/1993
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NY
06/25/1984 - 06/03/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
10/20/1982 - 06/22/1984
RAUSCHER PIERCE REFSNES, INC.
BOTH
Issued 04/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1994
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kenneth Klauber is the right advisor for you? Invested Better is here to help.
