Unclaimed
Kenneth Robert Henderson is a financial advisor with Equitable Advisors, LLC in Irvine, CA. Kenneth has been a registered representative in the securities industry since 1988. Kenneth has held previous positions with MORGAN STANLEY DW INC., CHATFIELD DEAN & CO., INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Kenneth holds licenses in 13 states and is a licensed investment advisor in California and Florida. Kenneth specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Kenneth is also a commissioner for Tustin City Community Service Commission, treasurer and board member for Tustin Host Lions Club, and trustee for immediate family trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2003 - Present
Equitable Advisors, LLC (IRVINE CA)
NY
12/13/1994 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
01/23/1992 - 08/14/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NA
05/17/1988 - 09/15/1988
PRUCO SECURITIES CORPORATION
NA
05/17/1988 - 09/15/1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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