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Kenneth Robert Fontaine

Ages Financial Services, Ltd.

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About Kenneth Robert Fontaine

Kenneth Fontaine is a financial advisor with over 4 years of experience. Kenneth currently works at Ages Financial Services, Ltd. in Stamford, CT. Kenneth previously worked at HURON TRANSACTION ADVISORY LLC. Kenneth has a Series 63, Series 79 and SIE. Kenneth is licensed in 18 states including Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia.

Firm Information

Kenneth Fontaine is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Fontaine’s Registration & Firm History

CT

08/20/2018 - Present

Ages Financial Services, Ltd. (Stamford CT)

NY

03/31/2014 - 08/08/2018

HURON TRANSACTION ADVISORY LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/15/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Robert Fontaine.
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