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Kenneth Robert Carlson

Citizens Securities, Inc.

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About Kenneth Robert Carlson

Kenneth Robert Carlson is a registered representative with Citizens Securities, Inc. Kenneth has been in the financial services industry for over 19 years, working with clients in Rhode Island and Massachusetts. He has held a variety of positions in the industry, including roles at BANC OF AMERICA INVESTMENT SERVICES, INC. and QUICK & REILLY, INC. Kenneth holds FINRA Series 4, 7, 9, 10, 66, and SIE licenses and is registered in Rhode Island. He specializes in helping individuals and corporations with financial planning, portfolio management, and the selection of other advisors.

Firm Information

Kenneth Carlson is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Carlson’s Registration & Firm History

NY

07/17/2023 - Present

Citizens Securities, Inc. (ALBANY NY)

RI

10/20/2004 - 05/07/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTERLY RI)

NY

07/12/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/10/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/31/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/09/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/10/2001

Series 4 - Registered Options Principal Examination

BC

Issued 07/15/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Robert Carlson.
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