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Kenneth Robert Breen

Securities Management & Research, Inc.

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About Kenneth Robert Breen

Kenneth Breen has been in the securities industry since March 4, 1991. Currently, Kenneth Breen is registered with Securities Management & Research, Inc. in Nevada and Utah. Kenneth Breen previously worked for WMA Securities, Inc. in Georgia and First American National Securities, Inc. in Georgia. Kenneth Breen holds the Series 6, 26, and 63 licenses.

Firm Information

Kenneth Breen is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

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Fee Structure

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Kenneth Breen’s Registration & Firm History

NV

05/25/1999 - Present

Securities Management & Research, Inc. (LAS VEGAS NV)

GA

08/15/1994 - 04/08/1999

WMA SECURITIES, INC. (DULUTH GA)

GA

08/31/1987 - 03/27/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 08/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/1989

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Robert Breen.
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