Unclaimed
Kenneth Breen has been in the securities industry since March 4, 1991. Currently, Kenneth Breen is registered with Securities Management & Research, Inc. in Nevada and Utah. Kenneth Breen previously worked for WMA Securities, Inc. in Georgia and First American National Securities, Inc. in Georgia. Kenneth Breen holds the Series 6, 26, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
05/25/1999 - Present
Securities Management & Research, Inc. (LAS VEGAS NV)
GA
08/15/1994 - 04/08/1999
WMA SECURITIES, INC. (DULUTH GA)
GA
08/31/1987 - 03/27/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 08/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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