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Kenneth Rivera

Fifth Third Securities, Inc.

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About Kenneth Rivera

Kenneth Rivera is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Fifth Third Securities, Inc. and holds licenses in Florida, Georgia, South Carolina and Tennessee. Kenneth has previously held positions at SG AMERICAS SECURITIES, LLC, GREEN MANNING & BUNCH, LTD., COWEN AND COMPANY, SG COWEN SECURITIES CORPORATION, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and UBS SECURITIES LLC. Kenneth is a highly experienced advisor with a proven track record of success.

Firm Information

Kenneth Rivera is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

424 CHURCH ST

NASHVILLE, TN 37219

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Rivera’s Registration & Firm History

TN

03/02/2022 - Present

Fifth Third Securities, Inc. (NASHVILLE TN)

NY

11/14/2017 - 03/03/2021

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

CO

03/11/2009 - 01/09/2012

GREEN MANNING & BUNCH, LTD. (DENVER CO)

NY

04/14/2006 - 03/30/2007

COWEN AND COMPANY (NEW YORK NY)

NY

05/13/1999 - 01/08/2003

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NJ

04/08/1998 - 04/28/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

12/22/1995 - 03/31/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 9/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/4/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 4/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Rivera.
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