Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Rivera is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Fifth Third Securities, Inc. and holds licenses in Florida, Georgia, South Carolina and Tennessee. Kenneth has previously held positions at SG AMERICAS SECURITIES, LLC, GREEN MANNING & BUNCH, LTD., COWEN AND COMPANY, SG COWEN SECURITIES CORPORATION, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and UBS SECURITIES LLC. Kenneth is a highly experienced advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
03/02/2022 - Present
Fifth Third Securities, Inc. (NASHVILLE TN)
NY
11/14/2017 - 03/03/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
CO
03/11/2009 - 01/09/2012
GREEN MANNING & BUNCH, LTD. (DENVER CO)
NY
04/14/2006 - 03/30/2007
COWEN AND COMPANY (NEW YORK NY)
NY
05/13/1999 - 01/08/2003
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NJ
04/08/1998 - 04/28/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/22/1995 - 03/31/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 9/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/4/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 4/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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