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Kenneth Riddle

Fidelity Brokerage Services LLC

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About Kenneth Riddle

Kenneth Riddle is a financial advisor with Fidelity Brokerage Services LLC, located in Westlake, TX. Kenneth has been working in the financial industry since 2005 and has extensive experience in the securities and investment industry. Kenneth Riddle holds licenses to sell securities in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands. Kenneth Riddle's previous work experience includes National Financial Services LLC and TD Ameritrade, Inc. Kenneth is a Series 7, 9, 10, 63, and 66 licensed representative.

Firm Information

Kenneth Riddle is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Riddle’s Registration & Firm History

TX

08/17/2021 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

06/21/2013 - 06/28/2021

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

01/11/2007 - 10/23/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

04/22/2006 - 11/20/2006

TD AMERITRADE, INC. (FORT WORTH TX)

TX

08/24/2005 - 04/22/2006

AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 09/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/12/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/25/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/21/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kenneth Riddle.
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