Unclaimed
Kenneth Richard Reed is a financial professional with over 20 years of experience in the financial services industry. Kenneth Richard Reed is currently registered with J.p. Morgan Securities LLC. Prior to that, Kenneth Richard Reed was employed by Nomura Securities International, Inc. , Barclays Capital Inc. and Citigroup Global Markets Inc. Kenneth Richard Reed holds a variety of licenses, including Series 7, 10, 24, 52, 53, 63, 86, and 87. Kenneth Richard Reed specializes in providing financial advice to a wide range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/13/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/12/2016 - 12/08/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/16/2008 - 03/24/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/02/2003 - 12/18/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/24/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/09/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 03/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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