Unclaimed
Kenneth Richard Huffine is a financial advisor at LPL Financial LLC. Kenneth is registered in 12 states and holds Series 7, Series 66 and SIE licenses. He has been in the financial industry since 2017 and has prior experience with Securities America, Inc. and National Planning Corporation. Kenneth specializes in financial planning, portfolio management for businesses and individuals, and pension consulting. His clients include high net worth individuals, corporations or other businesses, and pension and profit-sharing plans. Kenneth offers services in person, by phone and through the mail.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/02/2023 - Present
LPL Financial LLC (SOUTH WINDSOR CT)
CT
10/31/2017 - 02/02/2023
SECURITIES AMERICA, INC. (Vernon CT)
CT
08/24/2017 - 10/27/2017
NATIONAL PLANNING CORPORATION (VERNON CT)
BOTH
Issued 01/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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