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Kenneth Richard Colton

Lazard Asset Management LLC

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About Kenneth Richard Colton

Kenneth Colton is an investment advisor representative at Lazard Asset Management LLC, with over 38 years of experience in the industry. Kenneth has been with Lazard Asset Management LLC since January 2003 and was previously a Registered Representative for LAZARD FRERES & CO. LLC and KIDDER, PEABODY & CO. INCORPORATED. Kenneth has licenses for both Broker-Dealer and Investment Advisor. Kenneth is registered in 51 states and specializes in portfolio management for individuals, investment companies, businesses, and pooled investment vehicles.

Firm Information

Kenneth Colton is currently registered with Lazard Asset Management LLC. Lazard Asset Management LLC is an investment advisor registered with the SEC. They manage assets for a variety of clients including individuals, institutions, investment companies, and pooled investment vehicles. Their main office is located in NEW YORK, NY. They manage approximately $150,331,817,279 in assets, primarily through discretionary accounts. They offer portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles.
Lazard Asset Management LLC

30 ROCKEFELLER PLAZA

NEW YORK, NY 10112

$150.33B

Assets Under Management

47

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Kenneth Colton’s Registration & Firm History

NY

06/05/2003 - Present

Lazard Asset Management LLC (NEW YORK NY)

NY

01/19/1993 - 04/01/2004

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

07/18/1985 - 01/25/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

10/26/1984 - 12/12/1988

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

IA

Issued 11/13/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Richard Colton.
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