Unclaimed
Kenneth Colton is an investment advisor representative at Lazard Asset Management LLC, with over 38 years of experience in the industry. Kenneth has been with Lazard Asset Management LLC since January 2003 and was previously a Registered Representative for LAZARD FRERES & CO. LLC and KIDDER, PEABODY & CO. INCORPORATED. Kenneth has licenses for both Broker-Dealer and Investment Advisor. Kenneth is registered in 51 states and specializes in portfolio management for individuals, investment companies, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/05/2003 - Present
Lazard Asset Management LLC (NEW YORK NY)
NY
01/19/1993 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
07/18/1985 - 01/25/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
10/26/1984 - 12/12/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 11/13/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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