Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Richard Braziel is a financial advisor with Fidelity Brokerage Services LLC. Kenneth has been in the securities industry since November 26, 2006. Kenneth has a Series 7, Series 9, Series 10, and Series 63 license. Kenneth is registered with the Financial Industry Regulatory Authority (FINRA) and is registered in 53 states. Kenneth was previously employed with MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NM
08/26/2021 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
NY
06/20/2005 - 03/18/2020
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 08/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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