Unclaimed
Kenneth Barwin is an active investment professional with a strong background in the securities industry. Kenneth's career in the industry spans over 7 years, with a focus on providing a range of financial services. Currently, Kenneth is associated with Vanguard Marketing Corp., a firm based in Scottsdale, Arizona. Kenneth is registered as a broker-dealer in all states, and holds the Series 7, Series 63, Series 65, and SIE licenses. Kenneth's dedication to client service is evident in his extensive registration and licensing history, demonstrating his commitment to providing comprehensive and compliant financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/01/2016 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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