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Kenneth Raymond Barwin

Vanguard Marketing Corp.

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About Kenneth Raymond Barwin

Kenneth Barwin is an active investment professional with a strong background in the securities industry. Kenneth's career in the industry spans over 7 years, with a focus on providing a range of financial services. Currently, Kenneth is associated with Vanguard Marketing Corp., a firm based in Scottsdale, Arizona. Kenneth is registered as a broker-dealer in all states, and holds the Series 7, Series 63, Series 65, and SIE licenses. Kenneth's dedication to client service is evident in his extensive registration and licensing history, demonstrating his commitment to providing comprehensive and compliant financial advice.

Firm Information

Kenneth Barwin is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Barwin’s Registration & Firm History

AZ

08/01/2016 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/12/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/30/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Raymond Barwin.
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