Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Ray Smith is a financial advisor with LPL Financial LLC. Kenneth has been in the industry since 1991 and holds licenses in 15 states and the District of Columbia. Kenneth has experience in various financial services, including investment advisory and brokerage services. He is a registered representative with FINRA and holds a Series 63 and a Series 65 license. Kenneth is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
08/17/2021 - Present
LPL Financial LLC (HAGERSTOWN MD)
MD
09/19/2012 - 05/11/2015
SANTANDER SECURITIES LLC (FREDERICK MD)
MD
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (BETHESDA MD)
MD
04/09/2008 - 05/27/2008
IFMG SECURITIES, INC. (HAGERSTOWN MD)
MD
10/31/2005 - 04/30/2007
AIG FINANCIAL ADVISORS, INC. (REISTERTOWN MD)
AZ
09/17/2003 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
FL
01/04/1999 - 08/26/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
08/30/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CA
10/07/1994 - 09/05/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
CO
06/24/1992 - 10/07/1994
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NA
05/08/1991 - 06/27/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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