Unclaimed
Kenneth Betts is a financial professional with over 20 years of experience in the industry. Kenneth is currently registered with Charles Schwab & CO., Inc. and is located in Austin, Texas. Kenneth has a wide range of experience, having previously worked with firms such as CYBERTRADER, INC., ZONE TRADING PARTNERS, LLC and PROTRADER SECURITIES CORPORATION. Kenneth is licensed to provide investment advice and is well-equipped to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
08/15/2007 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
02/11/2004 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
TX
08/23/2001 - 02/20/2004
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
TX
08/23/2001 - 10/03/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
CO
08/20/1999 - 05/10/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
NJ
04/03/1998 - 08/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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