Unclaimed
Kenneth Ranieri is a financial advisor who has been in the industry since 1992. Kenneth is currently registered with Allspring Funds Management, LLC. Prior to this Kenneth worked at WELLS FARGO CLEARING SERVICES, LLC, CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., SALOMON BROTHERS INC. and OPPENHEIMER & CO., INC.. Kenneth has a wide range of experience in the financial industry and is qualified to provide financial advice to a variety of clients, including individuals, businesses, and investment companies. Kenneth is a Chartered Financial Analyst (CFA) and holds several securities licenses, including Series 7, 8, 9, 10, 16, 24, 31, 52, 53, 63 and 66. Kenneth is a member of FINRA and the state of Florida. Kenneth is also a member of the CFA Institute.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
08/08/2023 - Present
Allspring Funds Management, LLC (Jupiter FL)
FL
02/23/2016 - 10/31/2022
WELLS FARGO CLEARING SERVICES, LLC (STUART FL)
NJ
08/24/2015 - 02/10/2016
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
NY
06/10/2013 - 08/05/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/02/2009 - 03/04/2013
MORGAN STANLEY (PURCHASE NY)
NY
09/01/1992 - 10/16/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
07/26/1990 - 09/11/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 08/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/04/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/01/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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