Unclaimed
Kenneth Prather Brown is a financial advisor with Commonwealth Financial Network. Kenneth has been in the financial services industry for over 30 years and has extensive experience in providing financial advice to individuals, families, and businesses. Kenneth specializes in retirement planning, investment management, and insurance. He holds a Series 6, 7, 24, 63 and 66 licenses, as well as the SIE designation. Kenneth is a partner and owner of Brown Ruth Advisors, LLC. Kenneth is dedicated to helping clients reach their financial goals and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/17/2020 - Present
Commonwealth Financial Network (Dallas TX)
TX
02/16/2000 - 09/12/2016
MAPLEWOOD INVESTMENT ADVISORS, INC. (DALLAS TX)
TX
11/09/1993 - 04/11/2000
MAY FINANCIAL CORPORATION (DALLAS TX)
NY
04/18/1989 - 10/08/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
IL
09/24/1987 - 03/20/1989
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
BOTH
Issued 03/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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