Unclaimed
Kenneth Peter Westlund is a registered representative with Cowen And Co. with over 14 years of experience in the financial industry. Kenneth has been registered in New York since 2005. Kenneth is a Series 7, 57 and 63 licensed professional and has passed the SIE exam. Kenneth has previously held roles at Instinet, LLC and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2021 - Present
Cowen AND Co. (NEW YORK NY)
NY
10/03/2007 - 12/04/2019
INSTINET, LLC (NEW YORK NY)
NY
09/01/2005 - 10/03/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2016
Series 57 - Securities Trader Exam
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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