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Kenneth Peter Westlund

Cowen AND Co.

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About Kenneth Peter Westlund

Kenneth Peter Westlund is a registered representative with Cowen And Co. with over 14 years of experience in the financial industry. Kenneth has been registered in New York since 2005. Kenneth is a Series 7, 57 and 63 licensed professional and has passed the SIE exam. Kenneth has previously held roles at Instinet, LLC and Nomura Securities International, Inc.

Firm Information

Kenneth Westlund is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Westlund’s Registration & Firm History

NY

04/23/2021 - Present

Cowen AND Co. (NEW YORK NY)

NY

10/03/2007 - 12/04/2019

INSTINET, LLC (NEW YORK NY)

NY

09/01/2005 - 10/03/2007

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2016

Series 57 - Securities Trader Exam

BC

Issued 08/31/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kenneth Peter Westlund.
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