Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Peter Schnatz is a financial advisor with over 10 years of experience in the financial services industry. Kenneth has a broad range of experience, having worked for firms such as TD Private Client Wealth LLC, BTIG, LLC, and Tullett Prebon Financial Services LLC. Kenneth is currently registered with State Street Global Markets, LLC and is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Kenneth holds Series 3, 7, 30, and 63 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2021 - Present
State Street Global Markets, LLC (NEW YORK NY)
NY
09/26/2018 - 11/08/2019
TD PRIVATE CLIENT WEALTH LLC (MELVILLE NY)
NY
07/10/2018 - 09/11/2018
BTIG, LLC (NEW YORK NY)
NY
06/14/2018 - 07/03/2018
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
BC
Issued 10/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/22/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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