Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth Pennington

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth Pennington

Kenneth Pennington is a financial advisor with Charles Schwab & CO., Inc. Kenneth Pennington has been in the industry since 2023. Kenneth Pennington is a Registered Representative with FINRA. Kenneth Pennington is also licensed to provide financial advice in the state of Colorado. Kenneth Pennington has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE) and the General Securities Principal Examination (Series 24).

Firm Information

Kenneth Pennington is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Pennington’s Registration & Firm History

CO

11/15/2023 - Present

Charles Schwab & CO., Inc. (Frisco CO)

Not sure if Kenneth Pennington is right for you?

Licenses & Designations

BC

Issued 12/29/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/15/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Pennington.
Not sure if Kenneth Pennington is right for you?