Unclaimed
Kenneth Zaugh is an investment advisor representative with Blackrock Investment Management, LLC, a firm registered with the Securities and Exchange Commission. Kenneth Zaugh's primary work location is in Princeton, NJ. Kenneth has been in the securities industry since 1999. Kenneth holds Series 6, 7, 63 and 66 securities licenses. Kenneth Zaugh also has experience with DWS Distributors, INC., and Invesco Distributors, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
05/27/2020 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
IL
12/10/2018 - 03/30/2020
DWS DISTRIBUTORS, INC. (CHICAGO IL)
TX
06/01/2010 - 12/07/2018
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
11/19/1999 - 06/01/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 03/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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