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Kenneth Paul Specht

Nylife Securities LLC

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About Kenneth Paul Specht

Kenneth Paul Specht is a registered representative with Nylife Securities LLC and has been in the securities industry since October 21, 1990. Kenneth Specht is licensed in Illinois, New Jersey, North Carolina, Pennsylvania, Washington, and Wisconsin. Kenneth Specht holds Series 6, 22, 63 and SIE licenses.

Firm Information

Kenneth Specht is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Specht’s Registration & Firm History

WI

10/22/1990 - Present

Nylife Securities LLC (KENOSHA WI)

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Licenses & Designations

BC

Issued 09/28/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1991

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Paul Specht. Review regulatory record here.
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