Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Paul Slosser is a licensed securities professional with over 20 years of experience in the financial services industry. Kenneth is currently registered with Compass Point Research & Trading, LLC in California. He is a Series 7, 24, 63 and SIE licensed professional. Kenneth has previously held positions at Centerboard Securities, LLC, Jefferies LLC, MLV & Co. LLC and FBR Capital Markets & Co. Kenneth's professional experience includes a diverse background working in both investment banking and equities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/08/2022 - Present
Compass Point Research & Trading, LLC (Laguna Niguel CA)
TX
02/28/2022 - 09/13/2022
CENTERBOARD SECURITIES, LLC (AUSTIN TX)
CA
12/05/2017 - 03/16/2020
JEFFERIES LLC (LOS ANGELES CA)
VA
12/18/2015 - 08/15/2017
MLV & CO. LLC (Arlington VA)
VA
01/16/1997 - 08/15/2017
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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