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Kenneth Paul Richards

Osaic Wealth, Inc.

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About Kenneth Paul Richards

Kenneth Paul Richards is a financial advisor with over 24 years of experience in the industry. Kenneth is currently registered with Osaic Wealth, Inc., and is based in Lincoln, Nebraska. Kenneth has a broad range of experience in the financial industry, including positions with Securities America, Inc., Farmers Financial Solutions, LLC, Transamerica Financial Advisors, Inc., and New England Securities. Kenneth is a licensed Series 6 and Series 63 representative and holds the SIE certification. Kenneth is dedicated to helping individuals and families achieve their financial goals.

Firm Information

Kenneth Richards is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Richards’s Registration & Firm History

NE

06/14/2024 - Present

Osaic Wealth, Inc. (LINCOLN NE)

NE

11/01/2019 - 06/14/2024

SECURITIES AMERICA, INC. (LINCOLN NE)

NE

03/21/2007 - 08/01/2019

FARMERS FINANCIAL SOLUTIONS, LLC (LINCOLN NE)

CA

01/11/2005 - 12/31/2005

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

NY

12/20/1999 - 12/01/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

MN

04/26/1999 - 01/07/2000

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 04/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Paul Richards.
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