Unclaimed
Kenneth Paul Richards is a financial advisor with over 24 years of experience in the industry. Kenneth is currently registered with Osaic Wealth, Inc., and is based in Lincoln, Nebraska. Kenneth has a broad range of experience in the financial industry, including positions with Securities America, Inc., Farmers Financial Solutions, LLC, Transamerica Financial Advisors, Inc., and New England Securities. Kenneth is a licensed Series 6 and Series 63 representative and holds the SIE certification. Kenneth is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
06/14/2024 - Present
Osaic Wealth, Inc. (LINCOLN NE)
NE
11/01/2019 - 06/14/2024
SECURITIES AMERICA, INC. (LINCOLN NE)
NE
03/21/2007 - 08/01/2019
FARMERS FINANCIAL SOLUTIONS, LLC (LINCOLN NE)
CA
01/11/2005 - 12/31/2005
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NY
12/20/1999 - 12/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
04/26/1999 - 01/07/2000
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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