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Kenneth Paul Neuman

BNP Paribas Securities Corp.

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About Kenneth Paul Neuman

Kenneth Neuman is a financial professional with experience in the industry since October 29, 2015. Kenneth is currently registered with BNP Paribas Securities Corp. Kenneth has previously held positions at BNP Paribas Prime Brokerage, Inc. and BNP Paribas Securities Corp.. Kenneth is also a Series 27, Series 99, and Series 99TO principal.

Firm Information

Kenneth Neuman is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Neuman’s Registration & Firm History

NJ

10/04/2021 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

04/08/2013 - 03/14/2019

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/08/2013 - 07/09/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/21/2017

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/04/2021

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Paul Neuman.
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