Unclaimed
Kenneth Neuman is a financial professional with experience in the industry since October 29, 2015. Kenneth is currently registered with BNP Paribas Securities Corp. Kenneth has previously held positions at BNP Paribas Prime Brokerage, Inc. and BNP Paribas Securities Corp.. Kenneth is also a Series 27, Series 99, and Series 99TO principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/04/2021 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
04/08/2013 - 03/14/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/08/2013 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 03/21/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/04/2021
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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