Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Paul Hughie is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Kenneth has been in the industry since June 2, 1998. Kenneth has a combined 25 years of experience working for CETERA INVESTMENT SERVICES LLC, KEY INVESTMENT SERVICES LLC, MCDONALD INVESTMENTS INC., UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, Columbia Bank, Umpqua Bank and Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
10/23/2023 - Present
Raymond James Financial Services Advisors, Inc. (Portland OR)
OR
05/04/2020 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (HILLSBORO OR)
WA
01/03/2006 - 05/04/2020
KEY INVESTMENT SERVICES LLC (VANCOUVER WA)
OH
04/16/2004 - 12/31/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
03/30/2001 - 12/08/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/23/1998 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/04/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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